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COMPLIANCE SPECIALIST

ALFA CAPITAL MARKETS

Location:

Position:

Salary:

Posted/Updated:

Alfa Capital Marklets.png

Compliance Specialist

Job Location: Nicosia, Cyprus

Reports to: Head of Risk & Compliance

Division/Department: Risk & Compliance

Key Responsibilities:

Monitor the activities of the Company to ensure compliance with laws, regulations, directives and circulars issued by CySEC and EU;

Monitoring the implementation of the procedures described in the Company’s Procedure Manual;

Updating the policies and procedures of the Company in order to be compliant with the applicable regulatory framework as amended from time to time;

Provide support for the implementation of the customer acceptance policy of the Company, including performance of the “know your client” and client transaction monitoring procedures established by the Company;

Monitor clients’ and employees’ trading activities from AML/CFT, Sanctions and Market Abuse perspective;

Perform sanctions monitoring and control procedures;

Monitor all communications with clients and counterparties in relation to Compliance matters;

Monitor partners’ and sales’ activities, if applicable;

Provide support in the implementation of internal control procedures;

Report to the Head of Risk & Compliance of the Company;

Handle ad-hock tasks as assigned by the Head of Risk & Compliance;

Provide supporting documentation to internal and external auditors, including CySEC and other governing bodies, upon request.

Requirements:

University or postgraduate degree or other equivalent qualification in a field related to economics or finance, including banking and finance, or business administration, or accounting;

Holder of CySEC Certification (AML and Advanced level);

Professional experience in financial sector (especially trading experience);

Knowledge of the provisions of MiFIDII/MiFIR, AML, and MAR;

Language proficiency: Russian and English, Greek is a plus;

Dynamic, self-motivated, good organizational and time management skills;

Technical proficiency: MS Office, Internet, email, back office related systems are a plus.

Employment conditions:

Full-time job

Working hours 9.00-18.00

Employee Medical Insurance

21 days paid annual holiday leave

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