A fully FCA-authorised UK investment firm under the MiFID II framework is now available for acquisition – offering a turnkey, fully compliant platform for immediate deployment within the UK and EU financial markets.
Key Highlights:
🔹 Regulation & Licensing: Authorised by the UK Financial Conduct Authority (FCA) to conduct Matched Principal (STP/MPB) activities, including FX, CFDs, and Futures, serving Professional and Eligible Counterparty clients.
🔹 Operational Readiness: Fully FCA-compliant infrastructure in place, including CASS client money framework with seven segregated accounts. Currently dormant with no clients, positions, or liabilities.
🔹 Governance Structure: Approved Senior Management Functions (SMF1, SMF3, SMF16, SMF17) with three FCA-approved Directors available to remain post-acquisition for up to 12 months.
🔹 Banking & Infrastructure: Tier 1 GBP and USD segregated accounts, integrated trading hub, back office systems, and MiFID reporting framework.
🔹 Financial & Regulatory Position: Positive equity of approx. £460,000 with regulatory capital of approx. £470,000 (upgradable to £750,000+ for Market Maker status), offering a tax-efficient, low-risk acquisition.
🔹 Strategic Opportunities: Upgrade to a Market Maker licence, expand into Shares & ETFs, activate multi-asset trading infrastructure, integrate Tier 1 liquidity providers, and leverage the platform for EU market access.
This acquisition offers an immediate FCA-regulated presence in the UK, eliminating the 12–18-month authorisation process. Its ready-made infrastructure, strong governance, and built-in tax advantages make it an ideal entry or expansion point for firms targeting UK and EU financial markets.
For further information on acquiring the FCA-licensed UK Investment Firm or exploring other available opportunities, contact our Mergers & Acquisitions team at info@salvusfunds.com or visit our website where more entities for sale can be found within our Entity Acquisition or Sale service.
SALVUS Funds’ teams can assist with new license authorisations, regulatory compliance services, and the acquisition of ready-made, licensed financial entities globally.
