A UK FCA-regulated investment manager is available for acquisition, offering a compliant, operational, and turnkey platform for groups seeking an established and regulated presence in the United Kingdom and broader European market. The entity is fully authorised, active, and in good regulatory standing – providing a time-efficient and low-risk route to market entry.
Key Highlights:
🔹 Company Structure: Operational for fund management and advisory activities. The firm also maintains a European fund management platform.
🔹 Regulatory Status: Holds a valid and active FCA licence with no known regulatory issues. The entity remains in good standing and fully compliant with applicable UK regulatory and reporting requirements.
🔹 Capital Infrastructure: Minimum regulatory capital requirement of £75k.
🔹 Licensing Permissions: Authorised to provide services to eligible counterparties and professional clients, including:
▪ Advising on investments (excluding Pension Transfers and Pension Opt-outs)
▪ Advising on P2P agreements
▪ Arranging deals in investments
▪ Dealing in investments as agent
▪ Making arrangements with a view to transactions in investments
▪ Managing an unauthorised Alternative Investment Fund (AIF)
▪ Agreeing to carry on a regulated activity
🔹 Transition Support: The current Directors are willing to remain in place for a transitional period to ensure a smooth and structured handover.
This FCA-regulated UK investment manager represents a strategic acquisition opportunity for groups seeking an immediate, compliant, and operational platform – avoiding the time, cost, and regulatory uncertainty associated with applying for a new FCA licence.
For further information on acquiring the FCA-regulated UK investment manager or exploring other available opportunities, contact our Mergers & Acquisitions team at info@salvusfunds.com or visit our website where more entities for sale can be found within our Entity Acquisition or Sale service. The above is not investment advice nor an invitation to the public to invest. Information is provided strictly for strategic or corporate acquisition considerations among qualified parties.
SALVUS Funds’ teams can assist with new license authorisations, regulatory compliance services, and the acquisition of ready-made, licensed financial entities globally.
